Filing Types

This page aims to first explain briefly what information is contained in some of the most popular filing types. The complete table of filing types is available at the bottom of this document.

Common Filing Types

Below are some of the most frequently used types of filings with brief descriptions of what information can be found in those filings.

Form 10-K

The 10-K form is an annual report submitted by public companies listed on U.S. stock exchanges. As the SEC explains, “The annual report on Form 10-K provides a comprehensive overview of the company’s business and financial condition and includes audited financial statements.”

Form 10-Q

According to the SEC, “The Form 10-Q includes unaudited financial statements and provides a continuing view of the company’s financial position during the year. The report must be filed for each of the first three fiscal quarters of the company’s fiscal year.” The 10-Q provides investors regular check-ins to a company’s health from quarter to quarter.

Form 8-K

The Form 8-K reports major events that shareholders should know about. The SEC defines various events as major. A few highlights include:

  • Bankruptcy

  • Termination of a “Material Definitive Agreement”

  • Notice of delisting

  • Material impairments

  • Shareholder director nominations

  • Amendments to Articles of Incorporation or Bylaws

For a full list, refer to the SEC’s full list.

Form 13-F

The 13-F form is a holding disclosure by institutional investors who manage at least $100 million USD (e.g. mutual funds, hedge funds, pension funds, etc.). The form is released quarterly and provides insight into buying behavior. However, these forms can be submitted up to 45 days after the end of the quarter. Thus, they are not guaranteed to be up to date with the current holdings by the institutional investor. Only certain securities must be included in the Form 13-F. The full list of securities can be found on the SEC website.

Form 4

The Form 4 reports changes in ownership by insiders and must be reported to the SEC within two business days.

Form SD

The Form SD (Specialized Disclosure) “satisfy special disclosure requirements implemented under the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to conflict minerals contained in products that reporting companies manufacture or contract to be manufactured and necessary to the functionality or production of those products.” (Thompson Reuters)

Form DEF 14A

Definitive proxy statement. Required ahead of annual meeting when firm is soliciting shareholder votes.

All Filing Types

Enum Type

EDGAR Type

Is Amendment

Comment

1A

1-A

False

Offering statement under Regulation A

1A_AMEND

1-A/A

True

Offering statement under Regulation A

1APOS

1-A POS

False

Post-qualification amendment to a 1-A offering statement

1AW

1-A-W

False

Withdrawal of offering statement under Regulation A

1AW_AMEND

1-A-W/A

True

Withdrawal of offering statement under Regulation A

1E

1-E

False

Notification under Regulation E by small business investment companies and business development companies.

1E_AMEND

1-E/A

True

Notification under Regulation E by small business investment companies and business development companies.

1EAD

1-E AD

False

Sales material filed pursuant to Rule 607 under Regulation E.

1EAD_AMEND

1-E AD/A

True

Sales material filed pursuant to Rule 607 under Regulation E.

1K

1-K

False

Annual Report Pursuant to Regulation A

1K_AMEND

1-K/A

True

Annual Report Pursuant to Regulation A

1SA

1-SA

False

Semiannual Report Pursuant to Regulation A

1SA_AMEND

1-SA/A

True

Semiannual Report Pursuant to Regulation A

1U

1-U

False

Current Report pursuant to Regulation A

1U_AMEND

1-U/A

True

Current Report pursuant to Regulation A

1Z

1-Z

False

Exit Report under Regulation A

1Z_AMEND

1-Z/A

True

Exit Report under Regulation A

253G1

253G1

False

Reflects information previously omitted from the offering circular in reliance on Rule 253(b)

253G2

253G2

False

Reflects information that constitutes a substantive change from or addition to the information set forth in the last offering circular

253G3

253G3

False

Reflects information covered in both 253G1 and 253G2

253G4

253G4

False

Reflects information covered in 253G1, 253G2 or 253G3 that is not being timely filed

2E

2-E

False

Report of sales of securities pursuant to Rule 609 under Regulation E.

2E_AMEND

2-E/A

True

Report of sales of securities pursuant to Rule 609 under Regulation E.

1012B

10-12B

False

Initial general form for registration of a class of securities pursuant to Section 12(b)

1012B_AMEND

10-12B/A

True

Initial general form for registration of a class of securities pursuant to Section 12(b)

1012G

10-12G

False

Initial general form for registration of a class of securities pursuant to Section 12(g)

1012G_AMEND

10-12G/A

True

Initial general form for registration of a class of securities pursuant to Section 12(g)

10D

10-D

False

Periodic distribution reports by asset-backed issuers pursuant to Rule 13a-17 or 15d-17

10D_AMEND

10-D/A

True

Periodic distribution reports by asset-backed issuers pursuant to Rule 13a-17 or 15d-17

10K

10-K

False

Annual report pursuant to Section 13 and 15(d)

10K_AMEND

10-K/A

True

Annual report pursuant to Section 13 and 15(d)

10KT

10-KT

False

Transition report pursuant to Rule 13a-10 or 15d-10

10KT_AMEND

10-KT/A

True

Transition report pursuant to Rule 13a-10 or 15d-10

10Q

10-Q

False

Quarterly report pursuant to Section 13 or 15(d)

10Q_AMEND

10-Q/A

True

Quarterly report pursuant to Section 13 or 15(d)

10QT

10-QT

False

Transition report pursuant to Rule 13a-10 or 15d-10

10QT_AMEND

10-QT/A

True

Transition report pursuant to Rule 13a-10 or 15d-10

11K

11-K

False

Annual report of employee stock purchase, savings and similar plans

11K_AMEND

11-K/A

True

Annual report of employee stock purchase, savings and similar plans

11KT

11-KT

False

Transition report pursuant to rule 13a-10 or 15d-10

11KT_AMEND

11-KT/A

True

Transition report pursuant to rule 13a-10 or 15d-10

13FHR

13F-HR

False

Initial Quarterly Form 13F Holdings Report filed by institutional managers

13FHR_AMEND

13F-HR/A

True

Initial Quarterly Form 13F Holdings Report filed by institutional managers

13FNT

13F-NT

False

Initial Quarterly Form 13F Notice Report filed by institutional managers

13FNT_AMEND

13F-NT/A

True

Initial Quarterly Form 13F Notice Report filed by institutional managers

13H

13H

False

Large Trader Registration Information Required of Large Traders Pursuant to the Securities Exchange Act of 1934 and Rule 13h-1 Thereunder. Initial Filing (13H), Amended Filing (13H-Q), Annual Filing (13H- A), Inactive Status (13H-I), Reactivated Status (13H- R), and Termination Filing (13H-T)

13HQ

13H-Q

False

Large Trader Registration Information Required of Large Traders Pursuant to the Securities Exchange Act of 1934 and Rule 13h-1 Thereunder. Initial Filing (13H), Amended Filing (13H-Q), Annual Filing (13H- A), Inactive Status (13H-I), Reactivated Status (13H- R), and Termination Filing (13H-T)

13HA

13H-A

False

Large Trader Registration Information Required of Large Traders Pursuant to the Securities Exchange Act of 1934 and Rule 13h-1 Thereunder. Initial Filing (13H), Amended Filing (13H-Q), Annual Filing (13H- A), Inactive Status (13H-I), Reactivated Status (13H- R), and Termination Filing (13H-T)

13HI

13H-I

False

Large Trader Registration Information Required of Large Traders Pursuant to the Securities Exchange Act of 1934 and Rule 13h-1 Thereunder. Initial Filing (13H), Amended Filing (13H-Q), Annual Filing (13H- A), Inactive Status (13H-I), Reactivated Status (13H- R), and Termination Filing (13H-T)

13HR

13H-R

False

Large Trader Registration Information Required of Large Traders Pursuant to the Securities Exchange Act of 1934 and Rule 13h-1 Thereunder. Initial Filing (13H), Amended Filing (13H-Q), Annual Filing (13H- A), Inactive Status (13H-I), Reactivated Status (13H- R), and Termination Filing (13H-T)

13HT

13H-T

False

Large Trader Registration Information Required of Large Traders Pursuant to the Securities Exchange Act of 1934 and Rule 13h-1 Thereunder. Initial Filing (13H), Amended Filing (13H-Q), Annual Filing (13H- A), Inactive Status (13H-I), Reactivated Status (13H- R), and Termination Filing (13H-T)

144

144

False

Filing for proposed sale of securities under Rule 144

144_AMEND

144/A

True

Filing for proposed sale of securities under Rule 144

1512B

15-12B

False

Notice of termination of registration of a class of securities under Section 12(b)

1512B_AMEND

15-12B/A

True

Notice of termination of registration of a class of securities under Section 12(b)

1512G

15-12G

False

Notice of termination of registration of a class of securities under Section 12(g)

1512G_AMEND

15-12G/A

True

Notice of termination of registration of a class of securities under Section 12(g)

1515D

15-15D

False

Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act

1515D_AMEND

15-15D/A

True

Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act

15F12B

15F-12B

False

Notice of termination by a Foreign Private Issuer of a class of equity securities under Section 12(b)

15F12B_AMEND

15F-12B/A

True

Notice of termination by a Foreign Private Issuer of a class of equity securities under Section 12(b)

15F12G

15F-12G

False

Notice of termination of a foreign private issuer’s registration of a class of securities under Section 12(g).

15F12G_AMEND

15F-12G/A

True

Notice of termination of a foreign private issuer’s registration of a class of securities under Section 12(g).

15F15D

15F-15D

False

Notice of a foreign private issuer’s suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act

15F15D_AMEND

15F-15D/A

True

Notice of a foreign private issuer’s suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act

17HACON

17HACON

False

Confidential broker dealer annual 17-H report

17HACON_AMEND

17HACON/A

True

Confidential broker dealer annual 17-H report

17HQCON

17HQCON

False

Confidential broker dealer quarterly 17-H report

17HQCON_AMEND

17HQCON/A

True

Confidential broker dealer quarterly 17-H report

1812B

18-12B

False

Form for initial registration of securities of foreign governments or political subdivisions pursuant to Section 12(b)

1812B_AMEND

18-12B/A

True

Form for initial registration of securities of foreign governments or political subdivisions pursuant to Section 12(b)

1812G

18-12G

False

Form for initial registration of securities of foreign governments or political subdivisions thereof pursuant to Section 12(g)

1812G_AMEND

18-12G/A

True

Form for initial registration of securities of foreign governments or political subdivisions thereof pursuant to Section 12(g)

18K

18-K

False

Annual report for foreign governments and political subdivisions

18K_AMEND

18-K/A

True

Annual report for foreign governments and political subdivisions

20F

20-F

False

Annual and transition report of foreign private issuers pursuant to Section 13 or 15(d)

20F_AMEND

20-F/A

True

Annual and transition report of foreign private issuers pursuant to Section 13 or 15(d)

20FR12G

20FR12G

False

Form for initial registration of a class of securities of foreign private issuers pursuant to Section 12(g)

20FR12G_AMEND

20FR12G/A

True

Form for initial registration of a class of securities of foreign private issuers pursuant to Section 12(g)

24F2NT

24F-2NT

False

Rule 24F-2 notice filed on Form 24F-2

24F2NT_AMEND

24F-2NT/A

True

Rule 24F-2 notice filed on Form 24F-2

25

25

False

Notification filed by issuer to voluntarily withdraw a class of securities from listing and registration on a national securities exchange

25_AMEND

25/A

True

Notification filed by issuer to voluntarily withdraw a class of securities from listing and registration on a national securities exchange

25NSE

25-NSE

False

Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities

25NSE_AMEND

25-NSE/A

True

Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities

3

3

False

Initial statement of beneficial ownership of securities

3_AMEND

3/A

True

Initial statement of beneficial ownership of securities

305B2

305B2

False

Application for designation of a new trustee under the Trust Indenture Act

305B2_AMEND

305B2/A

True

Application for designation of a new trustee under the Trust Indenture Act

4

4

False

Statement of changes in beneficial ownership of securities

4_AMEND

4/A

True

Statement of changes in beneficial ownership of securities

406B

40-6B

False

Application under the Investment Company Act by an employees’ securities company

406B_AMEND

40-6B/A

True

Application under the Investment Company Act by an employees’ securities company

4017F1

40-17F1

False

Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-1 of the Investment Company Act of 1940 filed on Form N-17F-1

4017F1_AMEND

40-17F1/A

True

Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-1 of the Investment Company Act of 1940 filed on Form N-17F-1

4017F2

40-17F2

False

Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2

4017F2_AMEND

40-17F2/A

True

Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2

4017G

40-17G

False

Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940

4017G_AMEND

40-17G/A

True

Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940

4017GCS

40-17GCS

False

Filings of claim or settlement pursuant to rule 17g- 1(g)(1)(2) or (3) of the Investment Company Act of 1940

4017GCS_AMEND

4017GCS/A

True

Filings of claim or settlement pursuant to rule 17g- 1(g)(1)(2) or (3) of the Investment Company Act of 1940

4024B2

40-24B2

False

Filing of sales literature pursuant to Rule 24b2 under the Investment Company Act of 1940

4024B2_AMEND

40-24B2/A

True

Filing of sales literature pursuant to Rule 24b2 under the Investment Company Act of 1940

4033

40-33

False

Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940

4033_AMEND

40-33/A

True

Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940

408B25

40-8B25

False

Document or report

408F2

40-8F-2

False

Initial application for de-registration pursuant to Investment Company Act Rule 0-2

408F2_AMEND

40-8F-2/A

True

Initial application for de-registration pursuant to Investment Company Act Rule 0-2

40APP

40-APP

False

Applications under the Investment Company Act other than those reviewed by Office of Insurance Products

40APP_AMEND

40-APP/A

True

Applications under the Investment Company Act other than those reviewed by Office of Insurance Products

40F

40-F

False

Annual reports filed by certain Canadian issuers pursuant to Section 15(d) and Rule 15d-4

40F_AMEND

40-F/A

True

Annual reports filed by certain Canadian issuers pursuant to Section 15(d) and Rule 15d-4

40FR12B

40FR12B

False

Registration of a class of securities of certain Canadian issuers pursuant to Section 12(b) of the 1934 Act

40FR12B_AMEND

40FR12B/A

True

Registration of a class of securities of certain Canadian issuers pursuant to Section 12(b) of the 1934 Act

40FR12G

40FR12G

False

Registration of a class of securities of certain Canadian issuers pursuant to Section 12(g) of the 1934 Act

40FR12G_AMEND

40FR12G/A

True

Registration of a class of securities of certain Canadian issuers pursuant to Section 12(g) of the 1934 Act

40OIP

40-OIP

False

Applications under the Investment Company Act reviewed by Office of Insurance Products

40OIP_AMEND

40-OIP/A

True

Applications under the Investment Company Act reviewed by Office of Insurance Products

424A

424A

False

Prospectus filed pursuant to Rule 424(a)

424B1

424B1

False

Prospectus filed pursuant to Rule 424(b)(1)

424B2

424B2

False

Prospectus filed pursuant to Rule 424(b)(2)

424B3

424B3

False

Prospectus filed pursuant to Rule 424(b)(3)

424B4

424B4

False

Prospectus filed pursuant to Rule 424(b)(4)

424B5

424B5

False

Prospectus filed pursuant to Rule 424(b)(5)

424B7

424B7

False

Prospectus filed pursuant to Rule 424(b)(7)

424B8

424B8

False

Prospectus filed pursuant to Rule 424(b)(8)

424H

424H

False

Preliminary Prospectus filed pursuant to Rule 424(h)

424H_AMEND

424H/A

True

Preliminary Prospectus filed pursuant to Rule 424(h)

425

425

False

Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions

485APOS

485APOS

False

Post-effective amendment filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)

485BPOS

485BPOS

False

Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)

485BXT

485BXT

False

Post-effective amendment filed pursuant to Securities Act Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)

486APOS

486APOS

False

Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)

486BPOS

486BPOS

False

Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)

486BXT

486BXT

False

Post-effective amendment filed pursuant to Securities Act Rule 486(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)

487

487

False

Pre-effective pricing amendment filed pursuant to Securities Act Rule 487

497

497

False

Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497

497AD

497AD

False

Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497

497H2

497H2

False

Filings made pursuant to Rule 497(h)(2)

497K

497K

False

Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)

497VPI

497VPI

False

Initial summary prospectus for variable contracts filed pursuant to Securities Act Rule 497(k)

497VPU

497VPU

False

Updating summary prospectus for variable contracts filed pursuant to Securities Act Rule 497(k)

5

5

False

Annual statement of changes in beneficial ownership of securities

5_AMEND

5/A

True

Annual statement of changes in beneficial ownership of securities

6K

6-K

False

Current report of foreign issuer pursuant to Rules 13a-16 and 15d-16 Amendments

6K_AMEND

6-K/A

True

Current report of foreign issuer pursuant to Rules 13a-16 and 15d-16 Amendments

8A12B

8-A12B

False

Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)

8A12B_AMEND

8-A12B/A

True

Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)

8A12G

8-A12G

False

Form for registration of a class of securities pursuant to Section 12(g)

8A12G_AMEND

8-A12G/A

True

Form for registration of a class of securities pursuant to Section 12(g)

8K

8-K

False

Current report filing

8K_AMEND

8-K/A

True

Current report filing

8K12B

8-K12B

False

Notification that a class of securities of successor issuer is deemed to be registered pursuant to Section 12(b)

8K12B_AMEND

8-K12B/A

True

Notification that a class of securities of successor issuer is deemed to be registered pursuant to Section 12(b)

8K15D5

8-K15D5

False

Notification of assumption of duty to report by successor issue under Section 15(d)

8K15D5_AMEND

8-K15D5/A

True

Notification of assumption of duty to report by successor issue under Section 15(d)

ABS15G

ABS-15G

False

Asset-backed securities report pursuant to Section 15G

ABS15G_AMEND

ABS-15G/A

True

Asset-backed securities report pursuant to Section 15G

ABSEE

ABS-EE

False

Form for Submission of Electronic Exhibits in asset- backed securities offerings

ABSEE_AMEND

ABS-EE/A

True

Form for Submission of Electronic Exhibits in asset- backed securities offerings

ANNLRPT

ANNLRPT

False

Periodic Development Bank filing, submitted annually

ANNLRPT_AMEND

ANNLRPT/A

True

Periodic Development Bank filing, submitted annually

APPWD

APP WD

False

Withdrawal of an application for exemptive or other relief from the federal securities laws

APPWD_AMEND

APP WD/A

True

Withdrawal of an application for exemptive or other relief from the federal securities laws

ARS

ARS

False

Annual report to security holders

ARS_AMEND

ARS/A

True

Annual report to security holders

ATSN

ATS-N

False

Initial Form ATS-N (Rule 304(a)(1)(i))

ATSNCA

ATS-N/CA

False

Correcting Amendment (Rule 304(a)(2)(i)(C))

ATSNMA

ATS-N/MA

False

Material Amendment (Rule 304(a)(2)(i)(A))

ATSNOFA

ATS-N/OFA

False

Order Display and Fair Access Amendment (Rule 304(a)(2)(i)(D))

ATSNUA

ATS-N/UA

False

Updating Amendment (Rule 304(a)(2)(i)(B))

ATSNC

ATS-N-C

False

Notice of Cessation (Rule 304(a)(3))

ATSNW

ATS-N-W

False

Withdrawal of Form ATS-N filing

AW

AW

False

Withdrawal of amendment to a registration statement filed under the Securities Act

AWWD

AW WD

False

Withdrawal of a request for withdrawal of an amendment to a registration statement

BULK

BULK

False

Bulk Submission

C

C

False

Offering Statement

C_AMEND

C/A

True

Offering Statement

CW

C-W

False

Offering Statement Withdrawal

CU

C-U

False

Progress Update

CUW

C-U-W

False

Progress Update Withdrawal

CAR

C-AR

False

Annual Report

CAR_AMEND

C-AR/A

True

Annual Report

CARW

C-AR-W

False

Annual Report Withdrawal

CARAW

C-AR/A-W

False

Amendment to Annual Report Withdrawal

CTR

C-TR

False

Termination of Reporting

CTRW

C-TR-W

False

Termination of Reporting Withdrawal

CB

CB

False

Notification form filed in connection with certain tender offers, business combinations and rights offerings, in which the subject company is a foreign private issuer of which less than 10% of its securities are held by U.S. persons

CB_AMEND

CB/A

True

Notification form filed in connection with certain tender offers, business combinations and rights offerings, in which the subject company is a foreign private issuer of which less than 10% of its securities are held by U.S. persons

CERT

CERT

False

Certification by an exchange approving securities for listing

CFPORTALW

CFPORTAL-W

False

Withdrawal of the funding portal’s registration

CORRESP

CORRESP

False

A correspondence can be sent as a document with another submission type or can be sent as a separate submission.

D

D

False

Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(a)(5) under the Act.

D_AMEND

D/A

True

Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(a)(5) under the Act.

DEF14A

DEF 14A

False

Definitive proxy statements

DEF14C

DEF 14C

False

Definitive information statements

DEFA14A

DEFA14A

False

Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.

DEFA14C

DEFA14C

False

Definitive additional information statement materials including Rule 14(a)(12) material

DEFC14A

DEFC14A

False

Definitive proxy statement in connection with contested solicitations

DEFC14C

DEFC14C

False

Definitive information statement - contested solicitations

DEFM14C

DEFM14C

False

Definitive information statement relating to merger or acquisition

DEFN14A

DEFN14A

False

Definitive proxy statement filed by non-management

DEFR14A

DEFR14A

False

Definitive revised proxy soliciting materials

DEFR14C

DEFR14C

False

Definitive revised information statement materials

DELAM

DEL AM

False

Separately filed delaying amendment under Securities Act Rule 473 to delay effectiveness of a 1933 Act registration statement

DFAN14A

DFAN14A

False

Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material

DFRN14A

DFRN14A

False

Revised definitive proxy statement filed by non- management

DOS

DOS

False

Non-public draft offering statement under Regulation A

DOS_AMEND

DOS/A

True

Non-public draft offering statement under Regulation A

DOSLTR

DOSLTR

False

Draft Offering Statement Letter

DRS

DRS

False

Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy

DRS_AMEND

DRS/A

True

Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy

DRSLTR

DRSLTR

False

Correspondence Related to Draft Registration Statement

F1

F-1

False

Registration statement for securities of certain foreign private issuers

F1_AMEND

F-1/A

True

Registration statement for securities of certain foreign private issuers

F10

F-10

False

Registration statement for securities of certain Canadian issuers under the Securities Act of 1933

F10_AMEND

F-10/A

True

Registration statement for securities of certain Canadian issuers under the Securities Act of 1933

F10EF

F-10EF

False

Auto effective registration statement for securities of certain Canadian issuers under the Securities Act of 1933

F10POS

F-10POS

False

Post-effective amendment to a F-10EF registration

F1MEF

F-1MEF

False

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form F-1

F3

F-3

False

Registration statement for specified transactions by certain foreign private issuers

F3_AMEND

F-3/A

True

Registration statement for specified transactions by certain foreign private issuers

F3ASR

F-3ASR

False

Automatic shelf registration statement of securities of well-known seasoned issuers

F3D

F-3D

False

Registration statement for dividend or interest reinvestment plan securities of foreign private issuers

F3DPOS

F-3DPOS

False

Post-Effective amendment to a F-3D registration

F3MEF

F-3MEF

False

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form F 3

F4POS

F-4 POS

False

Post-effective amendment to a F-4EF registration

F4

F-4

False

Registration statement for securities issued by foreign private issuers in certain business combination transactions

F4_AMEND

F-4/A

True

Registration statement for securities issued by foreign private issuers in certain business combination transactions

F4EF

F-4EF

False

Auto effective registration statement for securities by certain foreign private issuers in connection with certain business combination transactions

F4MEF

F-4MEF

False

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form F 4

F6POS

F-6 POS

False

Post-effective amendment to a F-6EF registration

F6

F-6

False

Registration statement for American Depositary Receipts representing securities of certain foreign private issuers

F6_AMEND

F-6/A

True

Registration statement for American Depositary Receipts representing securities of certain foreign private issuers

F6EF

F-6EF

False

Auto effective registration statement for American Depositary Receipts representing securities of certain foreign private issuers

F7POS

F-7 POS

False

Post-effective amendment to a F-7 registration

F7

F-7

False

Registration statement for securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing security holders under the Securities Act of 1933

F7_AMEND

F-7/A

True

Registration statement for securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing security holders under the Securities Act of 1933

F8POS

F-8 POS

False

Post-effective amendment to a F-8 registration

F8

F-8

False

Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination under the Securities Act of 1933

F8_AMEND

F-8/A

True

Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination under the Securities Act of 1933

F80

F-80

False

Registration of securities of certain Canadian issuers to be issued in exchange offers or a business combination under the Securities Act of 1933

F80_AMEND

F-80/A

True

Registration of securities of certain Canadian issuers to be issued in exchange offers or a business combination under the Securities Act of 1933

F80POS

F-80POS

False

Post-effective amendment to a F-80 registration

FN

F-N

False

Notification of the appointment of an agent for service by certain foreign institutions

FN_AMEND

F-N/A

True

Notification of the appointment of an agent for service by certain foreign institutions

FWP

FWP

False

Filing under Securities Act Rules 163/433 of free writing prospectuses

FX

F-X

False

For appointment of agent for service of process by issuers registering securities

FX_AMEND

F-X/A

True

For appointment of agent for service of process by issuers registering securities

IRANNOTICE

IRANNOTICE

False

Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act

MA

MA

False

Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)

MAA

MA-A

False

Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)

MA_AMEND

MA/A

True

Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)

MAI

MA-I

False

Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I

MAI_AMEND

MA-I/A

True

Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I

MAW

MA-W

False

Notice of Withdrawal from Registration as a Municipal Advisor

MODULE

MODULE

False

Module Submission

N14

N-14

False

Initial registration statement filed on Form N14 for open-end investment company, including those filed with automatic effectiveness under Rule 488 (business combinations)

N14_AMEND

N-14/A

True

Initial registration statement filed on Form N14 for open-end investment company, including those filed with automatic effectiveness under Rule 488 (business combinations)

N14MEF

N-14MEF

False

A new registration statement filed on Form N14 by closed end investment companies filed under Securities Act Rule 462(b) of up to an additional 20% of securities for an offering that was registered on Form N-14

N18F1

N-18F1

False

Initial notification of election pursuant to Rule 18f-1 filed on Form N-18F-1

N18F1_AMEND

N-18F1/A

True

Initial notification of election pursuant to Rule 18f-1 filed on Form N-18F-1

N1A

N-1A

False

Initial registration statement filed on Form N1A for open-end management investment companies

N1A_AMEND

N-1A/A

True

Initial registration statement filed on Form N1A for open-end management investment companies

N2

N-2

False

Initial filing of a registration statement on Form N-2 for closed-end investment companies

N2_AMEND

N-2/A

True

Initial filing of a registration statement on Form N-2 for closed-end investment companies

N23C2

N-23C-2

False

Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2

N23C2_AMEND

N-23C-2/A

True

Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2

N23C3A

N-23C3A

False

Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only

N23C3A_AMEND

N23C3A/A

True

Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only

N23C3B

N-23C3B

False

Filing pursuant to Rule 23c-3(c) only on Form N-23C-3

N23C3B_AMEND

N23C3B/A

True

Filing pursuant to Rule 23c-3(c) only on Form N-23C-3

N23C3C

N-23C3C

False

Filing pursuant to Rule 23c-3(b) and (c) on Form N-23C-3

N23C3C_AMEND

N23C3C/A

True

Filing pursuant to Rule 23c-3(b) and (c) on Form N-23C-3

N27D1

N-27D-1

False

Accounting for segregated trust accounts on Form N- 27D-1

N27D1_AMEND

N-27D-1/A

True

Accounting for segregated trust accounts on Form N- 27D-1

N2MEF

N-2MEF

False

A new registration statement on Form N-2 filed under Securities Act Rule 462(b) by closed-end investment companies of up to an additional 20% of securities for an offering that was registered on Form N-2

N3

N-3

False

Initial registration statement on Form N-3 for separate accounts (management investment companies)

N3_AMEND

N-3/A

True

Initial registration statement on Form N-3 for separate accounts (management investment companies)

N30B2

N-30B-2

False

Periodic and interim reports mailed to investment company shareholders (other than annual and semi- annual reports mailed to shareholders pursuant to Rule 30e-1)

N30D

N-30D

False

Initial annual and semi-annual reports mailed to investment company shareholders pursuant to Rule 30e-1 (other than those required to be submitted as part of Form NCSR.)

N30D_AMEND

N-30D/A

True

Initial annual and semi-annual reports mailed to investment company shareholders pursuant to Rule 30e-1 (other than those required to be submitted as part of Form NCSR.)

N4

N-4

False

Initial registration statement on Form N-4 for separate accounts (unit investment trusts)

N4_AMEND

N-4/A

True

Initial registration statement on Form N-4 for separate accounts (unit investment trusts)

N5

N-5

False

Registration statement for small business investment companies

N5_AMEND

N-5/A

True

Registration statement for small business investment companies

N54A

N-54A

False

Notification of election by business development companies filed on Form N-54A

N54A_AMEND

N-54A/A

True

Notification of election by business development companies filed on Form N-54A

N54C

N-54C

False

Notification of withdrawal by business development companies filed on Form N-54C

N54C_AMEND

N-54C/A

True

Notification of withdrawal by business development companies filed on Form N-54C

N6

N-6

False

Registration statement for separate accounts (unit investment trusts)

N6_AMEND

N-6/A

True

Registration statement for separate accounts (unit investment trusts)

N6F

N-6F

False

Notice of intent by business development companies to elect to be subject to Sections 55 through 65 of the 1940 Act filed on Form N-6F

N6F_AMEND

N-6F/A

True

Notice of intent by business development companies to elect to be subject to Sections 55 through 65 of the 1940 Act filed on Form N-6F

N8A

N-8A

False

Initial notification of registration under Section 8(a) filed on Form N-8A

N8A_AMEND

N-8A/A

True

Initial notification of registration under Section 8(a) filed on Form N-8A

N8B2

N-8B-2

False

Initial registration statement for unit investment trusts filed on Form N-8B-2

N8B2_AMEND

N-8B-2/A

True

Initial registration statement for unit investment trusts filed on Form N-8B-2

N8B3

N-8B-3

False

Initial registration statement for periodic payment plans filed on Form N-8B-3

N8B3_AMEND

N-8B-3/A

True

Initial registration statement for periodic payment plans filed on Form N-8B-3

N8B4

N-8B-4

False

Initial registration statement for face-amount certificate companies filed on Form N-8B-4

N8B4_AMEND

N-8B-4/A

True

Initial registration statement for face-amount certificate companies filed on Form N-8B-4

N8F

N-8F

False

Application for deregistration made on Form N-8F

N8F_AMEND

N-8F/A

True

Application for deregistration made on Form N-8F

NCEN

N-CEN

False

Annual Report for Registered Investment Companies

NCEN_AMEND

N-CEN/A

True

Annual Report for Registered Investment Companies

NCR

N-CR

False

Current Report of Money Market Fund Material Events

NCR_AMEND

N-CR/A

True

Current Report of Money Market Fund Material Events

NCSR

N-CSR

False

Certified annual shareholder report of registered management investment companies filed on Form N- CSR

NCSR_AMEND

N-CSR/A

True

Certified annual shareholder report of registered management investment companies filed on Form N- CSR

NCSRS

N-CSRS

False

Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR

NCSRS_AMEND

N-CSRS/A

True

Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR

NLIQUID

N-LIQUID

False

Current Report Open-End Management Investment Company Liquidity

NLIQUID_AMEND

N-LIQUID/A

True

Current Report Open-End Management Investment Company Liquidity

NMFP2

N-MFP2

False

Monthly Schedule of Portfolio Holdings of Money Market Funds on Form N-MFP

NMFP2_AMEND

N-MFP2/A

True

Monthly Schedule of Portfolio Holdings of Money Market Funds on Form N-MFP

NPORTNP

NPORT-NP

False

Monthly Portfolio Investments Report on Form N- PORT (Non-Public)

NPORTNP_AMEND

NPORT-NP/A

True

Monthly Portfolio Investments Report on Form N- PORT (Non-Public)

NPORTP

NPORT-P

False

Monthly Portfolio Investments Report on Form N- PORT (Public)

NPORTP_AMEND

NPORT-P/A

True

Monthly Portfolio Investments Report on Form N- PORT (Public)

NPX

N-PX

False

Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX

NPX_AMEND

N-PX/A

True

Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX

NPXCR

N-PX-CR

False

Annual Form N-PX Combination Report filed by institutional managers

NPXCR_AMEND

N-PX-CR/A

True

Annual Form N-PX Combination Report filed by institutional managers

NPXFM

N-PX-FM

False

Annual Report of Proxy Voting Record of Registered Management Investment Companies that includes proxy votes institutional managers

NPXFM_AMEND

N-PX-FM/A

True

Annual Report of Proxy Voting Record of Registered Management Investment Companies that includes proxy votes institutional managers

NPXNT

N-PX-NT

False

Annual Form N-PX Notice filed by institutional managers

NPXNT_AMEND

N-PX-NT/A

True

Annual Form N-PX Notice filed by institutional managers

NPXVR

N-PX-VR

False

Annual Form N-PX Voting Report filed by institutional managers

NPXVR_AMEND

N-PX-VR/A

True

Annual Form N-PX Voting Report filed by institutional managers

NQ

N-Q

False

Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q

NQ_AMEND

N-Q/A

True

Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q

NRSROUPD

NRSRO-UPD

False

Form NRSRO – Update of Registration for Nationally Recognized Statistical Rating Organizations

NRSROFR

NRSRO-FR

False

Annual Financial/Other Reports for Nationally Recognized Statistical Rating Organizations, as required by Rule 17g-3 (Non-Public)

NRSROFR_AMEND

NRSRO-FR/A

True

Annual Financial/Other Reports for Nationally Recognized Statistical Rating Organizations, as required by Rule 17g-3 (Non-Public)

NRSROWCLS

NRSRO-WCLS

False

Form NRSRO – Withdrawal from Credit Rating Class for Nationally Recognized Statistical Rating Organizations

NRSROWREG

NRSRO-WREG

False

Form NRSRO – Withdrawal from Registration as Nationally Recognized Statistical Rating Organization

NT10K

NT 10-K

False

Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT

NT10K_AMEND

NT 10-K/A

True

Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT

NT10D

NT 10-D

False

Notice under Rule 12b25 of inability to timely file all or part of a Form 10-D

NT10D_AMEND

NT 10-D/A

True

Notice under Rule 12b25 of inability to timely file all or part of a Form 10-D

NT10Q

NT 10-Q

False

Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB

NT10Q_AMEND

NT 10-Q/A

True

Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB

NT11K

NT 11-K

False

Notice under Rule 12b25 of inability to timely file all or part of a form 11-K

NT11K_AMEND

NT 11-K/A

True

Notice under Rule 12b25 of inability to timely file all or part of a form 11-K

NT15D2

NT 15D2

False

Notice under Rule 12b25 of inability to timely file a special report pursuant to Section 15d-2

NT15D2_AMEND

NT 15D2/A

True

Notice under Rule 12b25 of inability to timely file a special report pursuant to Section 15d-2

NT20F

NT 20-F

False

Notice under Rule 12b25 of inability to timely file all or part of an annual report of form 20-F

NT20F_AMEND

NT 20-F/A

True

Notice under Rule 12b25 of inability to timely file all or part of an annual report of form 20-F

NTNCEN

NT-NCEN

False

Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CEN

NTNCEN_AMEND

NT-NCEN/A

True

Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CEN

NTNCSR

NT-NCSR

False

Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report)

NTNCSR_AMEND

NTNCSR/A

True

Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report)

NVP

N-VP

False

Notice Document for Certain Variable Contracts

NVP_AMEND

N-VP/A

True

Notice Document for Certain Variable Contracts

NVPFS

N-VPFS

False

Financial Statements for Certain Variable Contracts

NVPFS_AMEND

N-VPFS/A

True

Financial Statements for Certain Variable Contracts

POS8C

POS 8C

False

Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)

POSAM

POS AM

False

Post-effective amendment to a registration statement that is not immediately effective upon filing

POSAMI

POS AMI

False

Post-effective amendment (for filings made under the 1940 Act only)

POSASR

POSASR

False

Post-effective Amendment to an automatic shelf registration statement on Form S-3ASR or Form F- 3ASR

POSEX

POS EX

False

Post-effective amendment filed solely to add exhibits to a registration statement

POS462B

POS462B

False

Post-effective amendment to Securities Act Rule 462(b) registration statement

POS462C

POS462C

False

Post-effective amendment to a registration statement filed under Rule 462(c)

PRE14A

PRE 14A

False

Preliminary proxy statement not related to a contested matter or merger/acquisition

PRE14C

PRE 14C

False

Preliminary information statement not related to a contested matter or merger/acquisition

PREC14A

PREC14A

False

Preliminary proxy statement in connection with contested solicitations

PREC14C

PREC14C

False

Preliminary information statements - contested solicitations

PREM14A

PREM14A

False

Preliminary proxy statement relating to a merger, acquisition, or disposition

PREM14C

PREM14C

False

Preliminary information statements relating to merger or acquisition

PREN14A

PREN14A

False

Preliminary proxy statement filed by non-management

PRER14A

PRER14A

False

Preliminary revised proxy soliciting materials

PRER14C

PRER14C

False

Preliminary revised information statements

PRRN14A

PRRN14A

False

Revised preliminary proxy statement filed by non- management

PX14A6G

PX14A6G

False

Notice of exempt solicitation

PX14A6N

PX14A6N

False

Notice of exempt solicitation for the purpose of determining whether to solicit proxies, consents, or authorizations in opposition to a proposed roll-up transaction filed pursuant to Rule 14a6(g) of the Securities Exchange Act of 1934

QRTLYRPT

QRTLYRPT

False

Periodic Development Bank filing, submitted quarterly

QRTLYRPT_AMEND

QRTLYRPT/A

True

Periodic Development Bank filing, submitted quarterly

RW

RW

False

Registration Withdrawal Request

RWWD

RW WD

False

Withdrawal of a Registration Withdrawal Request

S1

S-1

False

General form of registration statement for all companies including face-amount certificate companies

S1_AMEND

S-1/A

True

General form of registration statement for all companies including face-amount certificate companies

S11

S-11

False

Registration statement for securities to be issued by real estate companies

S11_AMEND

S-11/A

True

Registration statement for securities to be issued by real estate companies

S11MEF

S-11MEF

False

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-11

S1MEF

S-1MEF

False

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-1

S20

S-20

False

Registration statement for standardized options

S20_AMEND

S-20/A

True

Registration statement for standardized options

S3

S-3

False

Registration statement for specified transactions by certain issuers

S3_AMEND

S-3/A

True

Registration statement for specified transactions by certain issuers

S3ASR

S-3ASR

False

Automatic shelf registration statement of securities of well-known seasoned issuers

S3D

S-3D

False

Automatically effective registration statement for securities issued pursuant to dividend or interest reinvestment plans

S3DPOS

S-3DPOS

False

Post-effective amendment to a S-3D registration statement

S3MEF

S-3MEF

False

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-3

S4POS

S-4 POS

False

Post-effective amendment to a S-4EF registration statement

S4

S-4

False

Registration of securities issued in business combination transactions

S4_AMEND

S-4/A

True

Registration of securities issued in business combination transactions

S4EF

S-4EF

False

Auto effective registration statement for securities issued in connection with the formation of a bank or savings and loan holding company in compliance with General Instruction G

S4MEF

S-4MEF

False

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-4

S6

S-6

False

Initial registration statement filed on Form S-6 for unit investment trusts

S6_AMEND

S-6/A

True

Initial registration statement filed on Form S-6 for unit investment trusts

S8

S-8

False

Initial registration statement for securities to be offered to employees pursuant to employee benefit plans

S8POS

S-8 POS

False

Post-effective amendment to a S-8 registration statement

SB

S-B

False

Registration statement for securities of foreign governments and subdivisions thereof under the Securities Act of 1933 (Schedule B)

SB_AMEND

S-B/A

True

Registration statement for securities of foreign governments and subdivisions thereof under the Securities Act of 1933 (Schedule B)

SBMEF

S-BMEF

False

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-B

SBSE

SBSE

False

Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants

SBSE_AMEND

SBSE/A

True

Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants

SBSEA

SBSE-A

False

Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants that are Registered or Registering with the Commodity Futures Trading Commission as a Swap Dealer or Major Swap Participant

SBSEA_AMEND

SBSE-A/A

True

Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants that are Registered or Registering with the Commodity Futures Trading Commission as a Swap Dealer or Major Swap Participant

SBSEBD

SBSE-BD

False

Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants that are Registered Broker-dealers

SBSEBD_AMEND

SBSE-BD/A

True

Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants that are Registered Broker-dealers

SBSEC

SBSE-C

False

Certifications for Registration of Security-based Swap Dealers and Major Security-based Swap Participants

SBSEW

SBSE-W

False

Request for Withdrawal from Registration as a Security-based Swap Dealer or Major Security-based Swap Participant

SC13D

SC 13D

False

Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities

SC13D_AMEND

SC 13D/A

True

Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities

SC13E1

SC 13E1

False

Schedule 13-E1 statement of issuer required by Rule 13e-1

SC13E1_AMEND

SC 13E1/A

True

Schedule 13-E1 statement of issuer required by Rule 13e-1

SC13E3

SC 13E3

False

Schedule filed to report going private transactions

SC13E3_AMEND

SC 13E3/A

True

Schedule filed to report going private transactions

SC13G

SC 13G

False

Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions

SC13G_AMEND

SC 13G/A

True

Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions

SC14D9

SC 14D9

False

Tender offer solicitation/recommendation statements filed under Rule 14d-9

SC14D9_AMEND

SC 14D9/A

True

Tender offer solicitation/recommendation statements filed under Rule 14d-9

SC14N

SC 14N

False

Information filed by certain nominating shareholders (pursuant to Section 240 14n-1)

SC14N_AMEND

SC 14N/A

True

Information filed by certain nominating shareholders (pursuant to Section 240 14n-1)

SC14NS

SC 14N-S

False

Solicitation in connection with the formation or attempted formation of a Rule 14a-11 nominating shareholder group or solicitation in connection with a Rule 14a-11 nomination

SC14NS_AMEND

SC 14N-S/A

True

Solicitation in connection with the formation or attempted formation of a Rule 14a-11 nominating shareholder group or solicitation in connection with a Rule 14a-11 nomination

SCTOC

SC TO-C

False

Written communication relating to an issuer or third party tender offer

SCTOI

SC TO-I

False

Issuer tender offer statement

SCTOI_AMEND

SC TO-I/A

True

Issuer tender offer statement

SCTOT

SC TO-T

False

Third party tender offer statement

SCTOT_AMEND

SC TO-T/A

True

Third party tender offer statement

SC13E4F

SC13E4F

False

Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers

SC13E4F_AMEND

SC13E4F/A

True

Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers

SC14D1F

SC14D1F

False

Third party tender offer statement filed pursuant to Rule 14d-1(b) by foreign issuers

SC14D1F_AMEND

SC14D1F/A

True

Third party tender offer statement filed pursuant to Rule 14d-1(b) by foreign issuers

SC14D9C

SC14D9C

False

Written communication by the subject company relating to a third party tender offer

SC14D9F

SC14D9F

False

Solicitation/recommendation statement pursuant to Section 14(d)(4) of the Securities Exchange Act of 1934 and Rules 14d-1(b) and 14e-2(c) by foreign issuers

SC14D9F_AMEND

SC14D9F/A

True

Solicitation/recommendation statement pursuant to Section 14(d)(4) of the Securities Exchange Act of 1934 and Rules 14d-1(b) and 14e-2(c) by foreign issuers

SDR

SDR

False

Security-based swap data repository registration pursuant to the Securities Exchange Act of 1934. Application for Registration as Security-based Swap Data Repository (SDR), Interim Amendment to Application for Registration as Security-based Swap Data Repository (SDR/A), and Annual Amendment to Application for Registration as Security-based Swap Data Repository (SDR-A)

SDR_AMEND

SDR/A

True

Security-based swap data repository registration pursuant to the Securities Exchange Act of 1934. Application for Registration as Security-based Swap Data Repository (SDR), Interim Amendment to Application for Registration as Security-based Swap Data Repository (SDR/A), and Annual Amendment to Application for Registration as Security-based Swap Data Repository (SDR-A)

SDRA

SDR-A

False

Security-based swap data repository registration pursuant to the Securities Exchange Act of 1934. Application for Registration as Security-based Swap Data Repository (SDR), Interim Amendment to Application for Registration as Security-based Swap Data Repository (SDR/A), and Annual Amendment to Application for Registration as Security-based Swap Data Repository (SDR-A)

SDRCCO

SDR-CCO

False

Annual Compliance Report and Financial Report for a Security-based Swap Data Repository

SDRCCO_AMEND

SDR-CCO/A

True

Annual Compliance Report and Financial Report for a Security-based Swap Data Repository

SDRW

SDR-W

False

Application for Withdrawal from Registration as Security-based Swap Data Repository

SF1

SF-1

False

General form of registration statement for all issuers of asset-backed securities

SF1_AMEND

SF-1/A

True

General form of registration statement for all issuers of asset-backed securities

SF1MEF

SF-1MEF

False

A new registration statement filed under Securities Act Rule 462(b) to add securities to a prior related effective registration statement filed on Form SF-1

SF3

SF-3

False

Shelf registration statement for qualified offerings of asset-backed securities

SF3_AMEND

SF-3/A

True

Shelf registration statement for qualified offerings of asset-backed securities

SF3MEF

SF-3MEF

False

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form SF-3

SHER

SH-ER

False

Weekly Form SH Entries Report Filed by Institutional Investment Managers

SHER_AMEND

SH-ER/A

True

Weekly Form SH Entries Report Filed by Institutional Investment Managers

SHNT

SH-NT

False

Weekly Form SH Notice Report Filed by Institutional Investment Managers

SHNT_AMEND

SH-NT/A

True

Weekly Form SH Notice Report Filed by Institutional Investment Managers

SP15D2

SP 15D2

False

Special Financial Report filed under Rule 15d-2

SP15D2_AMEND

SP 15D2/A

True

Special Financial Report filed under Rule 15d-2

SUPPL

SUPPL

False

Voluntary supplemental material filed pursuant to Section 11(a) of the Securities Act of 1933 by foreign issuers

T1

T-1

False

Note - Forms T-1 and T-2 are not filed as stand- alone submission types on the EDGAR system. They are filed as EX-25 (or EX-25/A when amended) to registration statements.

T2

T-2

False

Note - Forms T-1 and T-2 are not filed as stand- alone submission types on the EDGAR system. They are filed as EX-25 (or EX-25/A when amended) to registration statements.

T3

T-3

False

Initial application for qualification of trust indentures

T3_AMEND

T-3/A

True

Initial application for qualification of trust indentures

T6

T-6

False

Application for determination of eligibility of a foreign person to act as institutional trustee filed pursuant to Section 310(a)(1) of the Trust Indenture Act of 1939

T6_AMEND

T-6/A

True

Application for determination of eligibility of a foreign person to act as institutional trustee filed pursuant to Section 310(a)(1) of the Trust Indenture Act of 1939

TA1

TA-1

False

Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934

TA1_AMEND

TA-1/A

True

Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934

TA2

TA-2

False

Annual report of transfer agent activities filed pursuant to the Securities Exchange Act of 1934

TA2_AMEND

TA-2/A

True

Annual report of transfer agent activities filed pursuant to the Securities Exchange Act of 1934

TAW

TA-W

False

Notice of withdrawal from registration as transfer agent filed pursuant to the Securities Exchange Act of 1934

UNDER

UNDER

False

Initial undertaking to file reports

UNDER_AMEND

UNDER/A

True

Initial undertaking to file reports

X17A5

X-17A-5

False

Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder

X17A5_AMEND

X-17A-5/A

True

Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder

1ZW

1-Z-W

False

Withdrawal of Exit Report under Regulation A

1ZW_AMEND

1-Z-W/A

True

Amendment to a withdrawal of Exit Report under Regulation A

CAW

C/A-W

False

Amendment to Offering Statement Withdrawal

CFPORTAL

CFPORTAL

False

Initial application of funding portal

CFPORTAL_AMEND

CFPORTAL/A

True

Amendment to registration, including a successor registration

DEFM14A

DEFM14A

False

Definitive proxy statement relating to a merger, acquisition, or disposition

20FR12B

20FR12B

False

Form for initial registration of a class of securities of foreign private issuers pursuant to Section 12(b)

20FR12B_AMEND

20FR12B/A

True

Amendment

SD_AMEND

SD/A

True

Amendment

8K12G3

8-K12G3

False

Notification that a class of securities of successor issuer is deemed to be registered pursuant to Section 12(g)

8K12G3_AMEND

8-K12G3/A

True

Amendment

NRSROCE

NRSRO-CE

False

Annual Certification for Nationally Recognized Statistical Rating Organizations

NRSROCE_AMEND

NRSRO- CE/A

True

Amendment to Annual Certification for Nationally Recognized Statistical Rating Organizations

APPWDAPPWD_AMEND

APP WD APP WD/A

True

Withdrawal of an application for exemptive or other relief from the federal securities laws

NMFP2NMFP2_AMEND

N-MFP2 N-MFP2/A

True

Monthly Schedule of Portfolio Holdings of Money Market Funds on Form N-MFP

SC14F1

SC 14F1

False

Statement regarding change in majority of directors pursuant to Rule 14f-1

SC14F1_AMEND

SC 14F1/A

True

Amendment

NOINFOBLANKCELL

No info blank cell

False

Registration statement for face- amount certificate companies

497J

497J

False

Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497

N148C

N-14 8C

False

Initial registration statement filed on Form N-14 by closed-end investment company (business combinations)

N148C_AMEND

N-14 8C/A

True

Pre-effective amendment

NPORTEX

NPORT-EX

False

Portfolio Holdings Exhibit to Form N-PORT

DSTRBRPT

DSTRBRPT

False

Distribution of primary obligations Development Bank report

DSTRBRPT_AMEND

DSTRBRPT/A

True

Amendment

SD

SD

False

Specialized Disclosure

Using FilingType with secedgar

As is shown in the table above, there are many different filing types to choose from. Below is a complete list of all available filing types that you can choose from.

To see how filing types are used in secedgar, see Common Usage Examples.

class secedgar.FilingType(value)

Available filing types to be used when creating Filing object.

New in version 0.1.5.

FILING_1012B = '10-12B'
FILING_1012B_AMEND = '10-12B/A'
FILING_1012G = '10-12G'
FILING_1012G_AMEND = '10-12G/A'
FILING_10D = '10-D'
FILING_10D_AMEND = '10-D/A'
FILING_10K = '10-K'
FILING_10KT = '10-KT'
FILING_10KT_AMEND = '10-KT/A'
FILING_10K_AMEND = '10-K/A'
FILING_10Q = '10-Q'
FILING_10QT = '10-QT'
FILING_10QT_AMEND = '10-QT/A'
FILING_10Q_AMEND = '10-Q/A'
FILING_11K = '11-K'
FILING_11KT = '11-KT'
FILING_11KT_AMEND = '11-KT/A'
FILING_11K_AMEND = '11-K/A'
FILING_13FHR = '13F-HR'
FILING_13FHR_AMEND = '13F-HR/A'
FILING_13FNT = '13F-NT'
FILING_13FNT_AMEND = '13F-NT/A'
FILING_13H = '13H'
FILING_13HA = '13H-A'
FILING_13HI = '13H-I'
FILING_13HQ = '13H-Q'
FILING_13HR = '13H-R'
FILING_13HT = '13H-T'
FILING_144 = '144'
FILING_144_AMEND = '144/A'
FILING_1512B = '15-12B'
FILING_1512B_AMEND = '15-12B/A'
FILING_1512G = '15-12G'
FILING_1512G_AMEND = '15-12G/A'
FILING_1515D = '15-15D'
FILING_1515D_AMEND = '15-15D/A'
FILING_15F12B = '15F-12B'
FILING_15F12B_AMEND = '15F-12B/A'
FILING_15F12G = '15F-12G'
FILING_15F12G_AMEND = '15F-12G/A'
FILING_15F15D = '15F-15D'
FILING_15F15D_AMEND = '15F-15D/A'
FILING_17HACON = '17HACON'
FILING_17HACON_AMEND = '17HACON/A'
FILING_17HQCON = '17HQCON'
FILING_17HQCON_AMEND = '17HQCON/A'
FILING_1812B = '18-12B'
FILING_1812B_AMEND = '18-12B/A'
FILING_1812G = '18-12G'
FILING_1812G_AMEND = '18-12G/A'
FILING_18K = '18-K'
FILING_18K_AMEND = '18-K/A'
FILING_1A = '1-A'
FILING_1APOS = '1-A POS'
FILING_1AW = '1-A-W'
FILING_1AW_AMEND = '1-A-W/A'
FILING_1A_AMEND = '1-A/A'
FILING_1E = '1-E'
FILING_1EAD = '1-E AD'
FILING_1EAD_AMEND = '1-E AD/A'
FILING_1E_AMEND = '1-E/A'
FILING_1K = '1-K'
FILING_1K_AMEND = '1-K/A'
FILING_1SA = '1-SA'
FILING_1SA_AMEND = '1-SA/A'
FILING_1U = '1-U'
FILING_1U_AMEND = '1-U/A'
FILING_1Z = '1-Z'
FILING_1ZW = '1-Z-W'
FILING_1ZW_AMEND = '1-Z-W/A'
FILING_1Z_AMEND = '1-Z/A'
FILING_20F = '20-F'
FILING_20FR12B = '20FR12B'
FILING_20FR12B_AMEND = '20FR12B/A'
FILING_20FR12G = '20FR12G'
FILING_20FR12G_AMEND = '20FR12G/A'
FILING_20F_AMEND = '20-F/A'
FILING_24F2NT = '24F-2NT'
FILING_24F2NT_AMEND = '24F-2NT/A'
FILING_25 = '25'
FILING_253G1 = '253G1'
FILING_253G2 = '253G2'
FILING_253G3 = '253G3'
FILING_253G4 = '253G4'
FILING_25NSE = '25-NSE'
FILING_25NSE_AMEND = '25-NSE/A'
FILING_25_AMEND = '25/A'
FILING_2E = '2-E'
FILING_2E_AMEND = '2-E/A'
FILING_3 = '3'
FILING_305B2 = '305B2'
FILING_305B2_AMEND = '305B2/A'
FILING_3_AMEND = '3/A'
FILING_4 = '4'
FILING_4017F1 = '40-17F1'
FILING_4017F1_AMEND = '40-17F1/A'
FILING_4017F2 = '40-17F2'
FILING_4017F2_AMEND = '40-17F2/A'
FILING_4017G = '40-17G'
FILING_4017GCS = '40-17GCS'
FILING_4017GCS_AMEND = '4017GCS/A'
FILING_4017G_AMEND = '40-17G/A'
FILING_4024B2 = '40-24B2'
FILING_4024B2_AMEND = '40-24B2/A'
FILING_4033 = '40-33'
FILING_4033_AMEND = '40-33/A'
FILING_406B = '40-6B'
FILING_406B_AMEND = '40-6B/A'
FILING_408B25 = '40-8B25'
FILING_408F2 = '40-8F-2'
FILING_408F2_AMEND = '40-8F-2/A'
FILING_40APP = '40-APP'
FILING_40APP_AMEND = '40-APP/A'
FILING_40F = '40-F'
FILING_40FR12B = '40FR12B'
FILING_40FR12B_AMEND = '40FR12B/A'
FILING_40FR12G = '40FR12G'
FILING_40FR12G_AMEND = '40FR12G/A'
FILING_40F_AMEND = '40-F/A'
FILING_40OIP = '40-OIP'
FILING_40OIP_AMEND = '40-OIP/A'
FILING_424A = '424A'
FILING_424B1 = '424B1'
FILING_424B2 = '424B2'
FILING_424B3 = '424B3'
FILING_424B4 = '424B4'
FILING_424B5 = '424B5'
FILING_424B7 = '424B7'
FILING_424B8 = '424B8'
FILING_424H = '424H'
FILING_424H_AMEND = '424H/A'
FILING_425 = '425'
FILING_485APOS = '485APOS'
FILING_485BPOS = '485BPOS'
FILING_485BXT = '485BXT'
FILING_486APOS = '486APOS'
FILING_486BPOS = '486BPOS'
FILING_486BXT = '486BXT'
FILING_487 = '487'
FILING_497 = '497'
FILING_497AD = '497AD'
FILING_497H2 = '497H2'
FILING_497J = '497J'
FILING_497K = '497K'
FILING_497VPI = '497VPI'
FILING_497VPU = '497VPU'
FILING_4_AMEND = '4/A'
FILING_5 = '5'
FILING_5_AMEND = '5/A'
FILING_6K = '6-K'
FILING_6K_AMEND = '6-K/A'
FILING_8A12B = '8-A12B'
FILING_8A12B_AMEND = '8-A12B/A'
FILING_8A12G = '8-A12G'
FILING_8A12G_AMEND = '8-A12G/A'
FILING_8K = '8-K'
FILING_8K12B = '8-K12B'
FILING_8K12B_AMEND = '8-K12B/A'
FILING_8K12G3 = '8-K12G3'
FILING_8K12G3_AMEND = '8-K12G3/A'
FILING_8K15D5 = '8-K15D5'
FILING_8K15D5_AMEND = '8-K15D5/A'
FILING_8K_AMEND = '8-K/A'
FILING_ABS15G = 'ABS-15G'
FILING_ABS15G_AMEND = 'ABS-15G/A'
FILING_ABSEE = 'ABS-EE'
FILING_ABSEE_AMEND = 'ABS-EE/A'
FILING_ANNLRPT = 'ANNLRPT'
FILING_ANNLRPT_AMEND = 'ANNLRPT/A'
FILING_APPWD = 'APP WD'
FILING_APPWDAPPWD_AMEND = 'APP WD APP WD/A'
FILING_APPWD_AMEND = 'APP WD/A'
FILING_ARS = 'ARS'
FILING_ARS_AMEND = 'ARS/A'
FILING_ATSN = 'ATS-N'
FILING_ATSNC = 'ATS-N-C'
FILING_ATSNCA = 'ATS-N/CA'
FILING_ATSNMA = 'ATS-N/MA'
FILING_ATSNOFA = 'ATS-N/OFA'
FILING_ATSNUA = 'ATS-N/UA'
FILING_ATSNW = 'ATS-N-W'
FILING_AW = 'AW'
FILING_AWWD = 'AW WD'
FILING_BULK = 'BULK'
FILING_C = 'C'
FILING_CAR = 'C-AR'
FILING_CARAW = 'C-AR/A-W'
FILING_CARW = 'C-AR-W'
FILING_CAR_AMEND = 'C-AR/A'
FILING_CAW = 'C/A-W'
FILING_CB = 'CB'
FILING_CB_AMEND = 'CB/A'
FILING_CERT = 'CERT'
FILING_CFPORTAL = 'CFPORTAL'
FILING_CFPORTALW = 'CFPORTAL-W'
FILING_CFPORTAL_AMEND = 'CFPORTAL/A'
FILING_CORRESP = 'CORRESP'
FILING_CTR = 'C-TR'
FILING_CTRW = 'C-TR-W'
FILING_CU = 'C-U'
FILING_CUW = 'C-U-W'
FILING_CW = 'C-W'
FILING_C_AMEND = 'C/A'
FILING_D = 'D'
FILING_DEF14A = 'DEF 14A'
FILING_DEF14C = 'DEF 14C'
FILING_DEFA14A = 'DEFA14A'
FILING_DEFA14C = 'DEFA14C'
FILING_DEFC14A = 'DEFC14A'
FILING_DEFC14C = 'DEFC14C'
FILING_DEFM14A = 'DEFM14A'
FILING_DEFM14C = 'DEFM14C'
FILING_DEFN14A = 'DEFN14A'
FILING_DEFR14A = 'DEFR14A'
FILING_DEFR14C = 'DEFR14C'
FILING_DELAM = 'DEL AM'
FILING_DFAN14A = 'DFAN14A'
FILING_DFRN14A = 'DFRN14A'
FILING_DOS = 'DOS'
FILING_DOSLTR = 'DOSLTR'
FILING_DOS_AMEND = 'DOS/A'
FILING_DRS = 'DRS'
FILING_DRSLTR = 'DRSLTR'
FILING_DRS_AMEND = 'DRS/A'
FILING_DSTRBRPT = 'DSTRBRPT'
FILING_DSTRBRPT_AMEND = 'DSTRBRPT/A'
FILING_D_AMEND = 'D/A'
FILING_F1 = 'F-1'
FILING_F10 = 'F-10'
FILING_F10EF = 'F-10EF'
FILING_F10POS = 'F-10POS'
FILING_F10_AMEND = 'F-10/A'
FILING_F1MEF = 'F-1MEF'
FILING_F1_AMEND = 'F-1/A'
FILING_F3 = 'F-3'
FILING_F3ASR = 'F-3ASR'
FILING_F3D = 'F-3D'
FILING_F3DPOS = 'F-3DPOS'
FILING_F3MEF = 'F-3MEF'
FILING_F3_AMEND = 'F-3/A'
FILING_F4 = 'F-4'
FILING_F4EF = 'F-4EF'
FILING_F4MEF = 'F-4MEF'
FILING_F4POS = 'F-4 POS'
FILING_F4_AMEND = 'F-4/A'
FILING_F6 = 'F-6'
FILING_F6EF = 'F-6EF'
FILING_F6POS = 'F-6 POS'
FILING_F6_AMEND = 'F-6/A'
FILING_F7 = 'F-7'
FILING_F7POS = 'F-7 POS'
FILING_F7_AMEND = 'F-7/A'
FILING_F8 = 'F-8'
FILING_F80 = 'F-80'
FILING_F80POS = 'F-80POS'
FILING_F80_AMEND = 'F-80/A'
FILING_F8POS = 'F-8 POS'
FILING_F8_AMEND = 'F-8/A'
FILING_FN = 'F-N'
FILING_FN_AMEND = 'F-N/A'
FILING_FWP = 'FWP'
FILING_FX = 'F-X'
FILING_FX_AMEND = 'F-X/A'
FILING_IRANNOTICE = 'IRANNOTICE'
FILING_MA = 'MA'
FILING_MAA = 'MA-A'
FILING_MAI = 'MA-I'
FILING_MAI_AMEND = 'MA-I/A'
FILING_MAW = 'MA-W'
FILING_MA_AMEND = 'MA/A'
FILING_MODULE = 'MODULE'
FILING_N14 = 'N-14'
FILING_N148C = 'N-14 8C'
FILING_N148C_AMEND = 'N-14 8C/A'
FILING_N14MEF = 'N-14MEF'
FILING_N14_AMEND = 'N-14/A'
FILING_N18F1 = 'N-18F1'
FILING_N18F1_AMEND = 'N-18F1/A'
FILING_N1A = 'N-1A'
FILING_N1A_AMEND = 'N-1A/A'
FILING_N2 = 'N-2'
FILING_N23C2 = 'N-23C-2'
FILING_N23C2_AMEND = 'N-23C-2/A'
FILING_N23C3A = 'N-23C3A'
FILING_N23C3A_AMEND = 'N23C3A/A'
FILING_N23C3B = 'N-23C3B'
FILING_N23C3B_AMEND = 'N23C3B/A'
FILING_N23C3C = 'N-23C3C'
FILING_N23C3C_AMEND = 'N23C3C/A'
FILING_N27D1 = 'N-27D-1'
FILING_N27D1_AMEND = 'N-27D-1/A'
FILING_N2MEF = 'N-2MEF'
FILING_N2_AMEND = 'N-2/A'
FILING_N3 = 'N-3'
FILING_N30B2 = 'N-30B-2'
FILING_N30D = 'N-30D'
FILING_N30D_AMEND = 'N-30D/A'
FILING_N3_AMEND = 'N-3/A'
FILING_N4 = 'N-4'
FILING_N4_AMEND = 'N-4/A'
FILING_N5 = 'N-5'
FILING_N54A = 'N-54A'
FILING_N54A_AMEND = 'N-54A/A'
FILING_N54C = 'N-54C'
FILING_N54C_AMEND = 'N-54C/A'
FILING_N5_AMEND = 'N-5/A'
FILING_N6 = 'N-6'
FILING_N6F = 'N-6F'
FILING_N6F_AMEND = 'N-6F/A'
FILING_N6_AMEND = 'N-6/A'
FILING_N8A = 'N-8A'
FILING_N8A_AMEND = 'N-8A/A'
FILING_N8B2 = 'N-8B-2'
FILING_N8B2_AMEND = 'N-8B-2/A'
FILING_N8B3 = 'N-8B-3'
FILING_N8B3_AMEND = 'N-8B-3/A'
FILING_N8B4 = 'N-8B-4'
FILING_N8B4_AMEND = 'N-8B-4/A'
FILING_N8F = 'N-8F'
FILING_N8F_AMEND = 'N-8F/A'
FILING_NCEN = 'N-CEN'
FILING_NCEN_AMEND = 'N-CEN/A'
FILING_NCR = 'N-CR'
FILING_NCR_AMEND = 'N-CR/A'
FILING_NCSR = 'N-CSR'
FILING_NCSRS = 'N-CSRS'
FILING_NCSRS_AMEND = 'N-CSRS/A'
FILING_NCSR_AMEND = 'N-CSR/A'
FILING_NLIQUID = 'N-LIQUID'
FILING_NLIQUID_AMEND = 'N-LIQUID/A'
FILING_NMFP2 = 'N-MFP2'
FILING_NMFP2NMFP2_AMEND = 'N-MFP2 N-MFP2/A'
FILING_NMFP2_AMEND = 'N-MFP2/A'
FILING_NOINFOBLANKCELL = 'No info blank cell'
FILING_NPORTEX = 'NPORT-EX'
FILING_NPORTNP = 'NPORT-NP'
FILING_NPORTNP_AMEND = 'NPORT-NP/A'
FILING_NPORTP = 'NPORT-P'
FILING_NPORTP_AMEND = 'NPORT-P/A'
FILING_NPX = 'N-PX'
FILING_NPXCR = 'N-PX-CR'
FILING_NPXCR_AMEND = 'N-PX-CR/A'
FILING_NPXFM = 'N-PX-FM'
FILING_NPXFM_AMEND = 'N-PX-FM/A'
FILING_NPXNT = 'N-PX-NT'
FILING_NPXNT_AMEND = 'N-PX-NT/A'
FILING_NPXVR = 'N-PX-VR'
FILING_NPXVR_AMEND = 'N-PX-VR/A'
FILING_NPX_AMEND = 'N-PX/A'
FILING_NQ = 'N-Q'
FILING_NQ_AMEND = 'N-Q/A'
FILING_NRSROCE = 'NRSRO-CE'
FILING_NRSROCE_AMEND = 'NRSRO- CE/A'
FILING_NRSROFR = 'NRSRO-FR'
FILING_NRSROFR_AMEND = 'NRSRO-FR/A'
FILING_NRSROUPD = 'NRSRO-UPD'
FILING_NRSROWCLS = 'NRSRO-WCLS'
FILING_NRSROWREG = 'NRSRO-WREG'
FILING_NSARA = 'NSAR-A'
FILING_NSARB = 'NSAR-B'
FILING_NSARB_AMEND = 'NSAR-B/A'
FILING_NT10D = 'NT 10-D'
FILING_NT10D_AMEND = 'NT 10-D/A'
FILING_NT10K = 'NT 10-K'
FILING_NT10K_AMEND = 'NT 10-K/A'
FILING_NT10Q = 'NT 10-Q'
FILING_NT10Q_AMEND = 'NT 10-Q/A'
FILING_NT11K = 'NT 11-K'
FILING_NT11K_AMEND = 'NT 11-K/A'
FILING_NT15D2 = 'NT 15D2'
FILING_NT15D2_AMEND = 'NT 15D2/A'
FILING_NT20F = 'NT 20-F'
FILING_NT20F_AMEND = 'NT 20-F/A'
FILING_NTNCEN = 'NT-NCEN'
FILING_NTNCEN_AMEND = 'NT-NCEN/A'
FILING_NTNCSR = 'NT-NCSR'
FILING_NTNCSR_AMEND = 'NTNCSR/A'
FILING_NVP = 'N-VP'
FILING_NVPFS = 'N-VPFS'
FILING_NVPFS_AMEND = 'N-VPFS/A'
FILING_NVP_AMEND = 'N-VP/A'
FILING_POS462B = 'POS462B'
FILING_POS462C = 'POS462C'
FILING_POS8C = 'POS 8C'
FILING_POSAM = 'POS AM'
FILING_POSAMI = 'POS AMI'
FILING_POSASR = 'POSASR'
FILING_POSEX = 'POS EX'
FILING_PRE14A = 'PRE 14A'
FILING_PRE14C = 'PRE 14C'
FILING_PREC14A = 'PREC14A'
FILING_PREC14C = 'PREC14C'
FILING_PREM14A = 'PREM14A'
FILING_PREM14C = 'PREM14C'
FILING_PREN14A = 'PREN14A'
FILING_PRER14A = 'PRER14A'
FILING_PRER14C = 'PRER14C'
FILING_PRRN14A = 'PRRN14A'
FILING_PX14A6G = 'PX14A6G'
FILING_PX14A6N = 'PX14A6N'
FILING_QRTLYRPT = 'QRTLYRPT'
FILING_QRTLYRPT_AMEND = 'QRTLYRPT/A'
FILING_RW = 'RW'
FILING_RWWD = 'RW WD'
FILING_S1 = 'S-1'
FILING_S11 = 'S-11'
FILING_S11MEF = 'S-11MEF'
FILING_S11_AMEND = 'S-11/A'
FILING_S1MEF = 'S-1MEF'
FILING_S1_AMEND = 'S-1/A'
FILING_S20 = 'S-20'
FILING_S20_AMEND = 'S-20/A'
FILING_S3 = 'S-3'
FILING_S3ASR = 'S-3ASR'
FILING_S3D = 'S-3D'
FILING_S3DPOS = 'S-3DPOS'
FILING_S3MEF = 'S-3MEF'
FILING_S3_AMEND = 'S-3/A'
FILING_S4 = 'S-4'
FILING_S4EF = 'S-4EF'
FILING_S4MEF = 'S-4MEF'
FILING_S4POS = 'S-4 POS'
FILING_S4_AMEND = 'S-4/A'
FILING_S6 = 'S-6'
FILING_S6_AMEND = 'S-6/A'
FILING_S8 = 'S-8'
FILING_S8POS = 'S-8 POS'
FILING_SB = 'S-B'
FILING_SBMEF = 'S-BMEF'
FILING_SBSE = 'SBSE'
FILING_SBSEA = 'SBSE-A'
FILING_SBSEA_AMEND = 'SBSE-A/A'
FILING_SBSEBD = 'SBSE-BD'
FILING_SBSEBD_AMEND = 'SBSE-BD/A'
FILING_SBSEC = 'SBSE-C'
FILING_SBSEW = 'SBSE-W'
FILING_SBSE_AMEND = 'SBSE/A'
FILING_SB_AMEND = 'S-B/A'
FILING_SC13D = 'SC 13D'
FILING_SC13D_AMEND = 'SC 13D/A'
FILING_SC13E1 = 'SC 13E1'
FILING_SC13E1_AMEND = 'SC 13E1/A'
FILING_SC13E3 = 'SC 13E3'
FILING_SC13E3_AMEND = 'SC 13E3/A'
FILING_SC13E4F = 'SC13E4F'
FILING_SC13E4F_AMEND = 'SC13E4F/A'
FILING_SC13G = 'SC 13G'
FILING_SC13G_AMEND = 'SC 13G/A'
FILING_SC14D1F = 'SC14D1F'
FILING_SC14D1F_AMEND = 'SC14D1F/A'
FILING_SC14D9 = 'SC 14D9'
FILING_SC14D9C = 'SC14D9C'
FILING_SC14D9F = 'SC14D9F'
FILING_SC14D9F_AMEND = 'SC14D9F/A'
FILING_SC14D9_AMEND = 'SC 14D9/A'
FILING_SC14F1 = 'SC 14F1'
FILING_SC14F1_AMEND = 'SC 14F1/A'
FILING_SC14N = 'SC 14N'
FILING_SC14NS = 'SC 14N-S'
FILING_SC14NS_AMEND = 'SC 14N-S/A'
FILING_SC14N_AMEND = 'SC 14N/A'
FILING_SCTOC = 'SC TO-C'
FILING_SCTOI = 'SC TO-I'
FILING_SCTOI_AMEND = 'SC TO-I/A'
FILING_SCTOT = 'SC TO-T'
FILING_SCTOT_AMEND = 'SC TO-T/A'
FILING_SD = 'SD'
FILING_SDR = 'SDR'
FILING_SDRA = 'SDR-A'
FILING_SDRCCO = 'SDR-CCO'
FILING_SDRCCO_AMEND = 'SDR-CCO/A'
FILING_SDRW = 'SDR-W'
FILING_SDR_AMEND = 'SDR/A'
FILING_SD_AMEND = 'SD/A'
FILING_SF1 = 'SF-1'
FILING_SF1MEF = 'SF-1MEF'
FILING_SF1_AMEND = 'SF-1/A'
FILING_SF3 = 'SF-3'
FILING_SF3MEF = 'SF-3MEF'
FILING_SF3_AMEND = 'SF-3/A'
FILING_SHER = 'SH-ER'
FILING_SHER_AMEND = 'SH-ER/A'
FILING_SHNT = 'SH-NT'
FILING_SHNT_AMEND = 'SH-NT/A'
FILING_SP15D2 = 'SP 15D2'
FILING_SP15D2_AMEND = 'SP 15D2/A'
FILING_SUPPL = 'SUPPL'
FILING_T1 = 'T-1'
FILING_T2 = 'T-2'
FILING_T3 = 'T-3'
FILING_T3_AMEND = 'T-3/A'
FILING_T6 = 'T-6'
FILING_T6_AMEND = 'T-6/A'
FILING_TA1 = 'TA-1'
FILING_TA1_AMEND = 'TA-1/A'
FILING_TA2 = 'TA-2'
FILING_TA2_AMEND = 'TA-2/A'
FILING_TAW = 'TA-W'
FILING_UNDER = 'UNDER'
FILING_UNDER_AMEND = 'UNDER/A'
FILING_X17A5 = 'X-17A-5'
FILING_X17A5_AMEND = 'X-17A-5/A'